Sigma360 White Papers + Resource Center

White Paper - Navigating a Growing Risk Landscape: How FinTechs Can Leverage RegTech

Regulations Technology & Innovation FinTech

The FinTech industry is at a critical juncture. On the one hand, new financial technologies are...

AML Compliance Regulations Art Dealers

The AML Act of 2020 is placing new regulatory requirements on art and antiquities dealers with...

AML Compliance Regulations Broker Dealers

In October 2021, the Financial Industry Regulatory Authority (FINRA) published Regulatory Notice...

Without the need for a drawn out political process post Election Day, the Trump transition team can begin to evaluate key hires across the...

Anti-money laundering (AML), sanctions compliance and anti-fraud expectations are rapidly changing, with new challenges and requirements coming...

Below are key resources and recent guidance related to OFAC compliance, sanctions programs, and risk mitigation.