Sigma360 White Papers + Resource Center

White Paper - Navigating a Growing Risk Landscape: How FinTechs Can Leverage RegTech

Regulations Technology & Innovation FinTech

The FinTech industry is at a critical juncture. On the one hand, new financial technologies are...

AML Compliance Regulations Art Dealers

The AML Act of 2020 is placing new regulatory requirements on art and antiquities dealers with...

AML Compliance Regulations Broker Dealers

In October 2021, the Financial Industry Regulatory Authority (FINRA) published Regulatory Notice...

Regulatory compliance is no longer just a federal conversation.

Across the United States, state-level regulations, FinCEN guidance, and rapidly...

Top global law firm, Skadden, warns that knowingly facilitating a transaction on behalf of a designated cartel, even though willful blindness, may...

In financial crime compliance, the most expensive risks are not always the ones you detect.

They are often the ones that slip through unnoticed...