Beyond The Platform: The Future of Generative AI in Compliance

10x more volume. Higher consistency. Less effort. That is what compliance teams achieve when proven workflows work alongside Generative AI.

Welcome to the first episode of Beyond The Platform, Sigma360’s interview series on innovation in risk screening and compliance. In this episode, Bernice Chan, Product Marketing Lead at Sigma360, interviews Jonathan Schneider, Data and Product Solutions Engineer, on what works, what does not, and what is next for GenAI in compliance. You will hear how LLMs reduce false positives, prioritize human attention, and produce reliable, auditable outputs that stand up to oversight.

What you will learn in this episode

• How GenAI automates time-consuming processes like first-line alert triage, duplicate article consolidation, and drafting case notes.
• Why LLMs excel at unstructured text, turning long articles and records into structured, prioritized signals for analysts.
• How to build reliable, consistent, auditable AI systems that fit Model Risk Management expectations and support internal reviews.
• Responsible AI at Sigma360, including an 11-dimension evaluation framework that promotes transparency, accuracy, and bias prevention.
• Data privacy and security practices that protect client data while delivering AI-powered results.